Embedded Risk manager Dallas Texas ref

Job Description

Experience level: Mid-senior Experience required: 6 Years Education level: All education level Job function: Information Technology Industry: Financial Services Pay rate : View hourly payrate Total position: 1 Relocation assistance: No

Candidates hired for this role will be required to start onsite from Day 1 following hybrid work option, 2 to 3 days in office.

Due to a recent increase in misrepresentation during the interview process, DTCC has implemented a new policy that requires a candidate’s headshot on the front page of the resume to be considered.

Position Summary

The Principal Embedded Risk Manager (ERM) specializes in serving as a central point of contact and liaison aligned with IT that drives completion of, and adherence to, risk and control commitments, obligations, and requirements for their aligned departments; and is responsible for assisting stakeholders with the identification and timely remediation of risk. They are a top-level contributor that acts independently with minimal direction. The ERM’s ability to form strong relationships and communicate with a breadth and variety of management resources is critical. Attention to detail and strong time management skills are also required, along with juggling competing priorities.

Specific Responsibilities

Follow the DTCC processes and methodologies for risk management.

Learn to effectively use the tools required for risk management at DTCC such as PDMS / MetricStream / Archer

Comply with existing risk and control commitments and requirements.

Effectively Liaison between and across the cost centers composing Enterprise Production Assurance (EPA) and IT Resiliency and Data Center (ITR&DC) and the following control functions:

Internal Audit Department

Technical Risk Management

Operational Risk Management

Regulators / Regulatory Relations

IT Risk Community of Excellence

Management Control Testing

Drive successful and timely completion of commitments and requirements.

TRM network and app pen test findings, FOSS findings

Risk acceptances and policy deviations

PDMS Policy and Procedures document reviews

Provide guidance and become trusted resource between stakeholders and control functions.

Assist with thoughtfully articulating issues and remediation plans, driving timely submissions to control functions.

Assist EPA and ITR&DC teams in tracking audit deliverables and facilitating management’s timely response to requests.

Track audit actions against defined delivery dates and assist with development of retarget plans as necessary.

Protect stakeholders by identifying control adherence/design effectiveness gaps as first line of defense

Conduct proactive Continuous Improvement Questionnaire (CIQ) to identify MSIs, policy deviations and risk acceptances to mitigate future control function findings.

Update Process, Risk & Control (PRC) framework proactively

Review Key Performance Indicator (KPI) maker/checker compliance.

Effectively document meeting decisions and actions in a timely manner

Work closely with management and stakeholders to accurately report status of audit and regulatory actions.

Collaborate effectively with the Risk Management Center of Excellence to drive the teams’ timely response to TRM, external Audit, and regulatory requests.

Enable strategic improvement of IT control environment.

Integrate risk management into each team’s continuous improvement processes, roadmaps, and strategies.

Drive/facilitate control efforts.

Provide information and feedback to the CoE and control functions as appropriate.

Influence and support the Risk mindset of EPA & ITR and DC

Qualifications

Minimum of 6 years of Financial Services industry related experience

Bachelor's degree preferred with master's or equivalent experience.

Skills